Goals-based Advice: How to Nail It

7 years ago

Everyone seems to be talking about goals-based advice at the moment. In this article we put together for No More Practice,…

10 Lessons from the first FOFA case

8 years ago

The race to the first post-FOFA ‘best interests’ case has been run and won, with ASIC taking the clear honours.…

Latest LIF Changes: More Holes than Swiss Cheese?

8 years ago

As you are undoubtedly aware, the government introduced new Life Insurance Framework (we’ll refer to it as LIF MkII in…

Storm: Lessons for Financial Service Providers

8 years ago

The recent Storm Financial case is a rare opportunity for us to see how the Courts interpret the financial services…

P2P lending as an investment opportunity? Here’s what you need to know

8 years ago

A growing number of advisers are starting to consider and recommend peer-to-peer (P2P) lending as an investment solution for clients.…

Where are FOFA, LIF, etc at

9 years ago

Confused about where the financial services changes such as FOFA, LIF, etc are at now that parliament has been prorogued…

LIF Regs: What are the changes?

9 years ago

The long-awaited Life Insurance Framework (LIF) regulations have been released in draft form and are a mixed bag of: unsurprising…

Fintech: Friend or Foe?

9 years ago

As a financial services lawyer, I understand the trepidation some feel regarding Fintech. But as one who has observed its…

Regulatory Wrap – Financial Services Issue 3

9 years ago

So, now that we are into the ‘season proper’ of 2016, what regulatory changes will financial services businesses see in…

FOFA : What are the latest changes?

9 years ago

So, you’ve seen the surprise announcement that several unexpected changes were made to the previously rejected FOFA rules in November.…