Like politicians, the prospect of completely re-written financial services laws promises so much. But will the proposed re-write
If cybersecurity hasn’t shot up towards the top of the list of identified risks in your financial services
It should be such an easy thing to do – after all, it’s what financial advisers get paid
Download a PDF of our latest Regulatory Wrap here. Summary: Westpac Loses Personal Advice Case Privacy Breaches FDS
INSIGHT LINES how to nail advice reviews We have, over the years, reviewed thousands of advice files.
The Role: Financial services lawyer. Permanent part-time. 0.4 to 0.6 FTE (i.e. 15 to 25 hrs p/week approximately)
5 tips to improve your business post Royal Commission. We have avoided making comment on the Banking and
Advice businesses will feel the effects of proposed new product design, distribution and intervention laws that were introduced
It's not easy for a financial services provider to be independent these days. And even more difficult after
Everyone seems to be talking about goals-based advice at the moment. In this article we put together for No
The race to the first post-FOFA ‘best interests’ case has been run and won, with ASIC taking the
As you are undoubtedly aware, the government introduced new Life Insurance Framework (we’ll refer to it as LIF
The recent Storm Financial case is a rare opportunity for us to see how the Courts interpret the
A growing number of advisers are starting to consider and recommend peer-to-peer (P2P) lending as an investment solution
Confused about where the financial services changes such as FOFA, LIF, etc are at now that parliament has
Sweeping ASIC reforms and other regulatory changes affecting the financial services sector were announced by the Treasurer and
The long-awaited Life Insurance Framework (LIF) regulations have been released in draft form and are a mixed bag
As a financial services lawyer, I understand the trepidation some feel regarding Fintech. But as one who has
So, now that we are into the ‘season proper’ of 2016, what regulatory changes will financial services businesses
So, you’ve seen the surprise announcement that several unexpected changes were made to the previously rejected FOFA rules
What the Life Insurance Framework means for your advice business and compliance arrangements. The government announced its intended
The government, in its official Response, has adopted all but one of the recommendations made by the Financial
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