Download a PDF of our latest Regulatory Wrap here. Summary: Westpac Loses Personal Advice Case Privacy Breaches FDS
INSIGHT LINES how to nail advice reviews We have, over the years, reviewed thousands of advice files.
The Role: Financial services lawyer. Permanent part-time. 0.4 to 0.6 FTE (i.e. 15 to 25 hrs p/week approximately)
5 tips to improve your business post Royal Commission. We have avoided making comment on the Banking and
Advice businesses will feel the effects of proposed new product design, distribution and intervention laws that were introduced
It's not easy for a financial services provider to be independent these days. And even more difficult after
The race to the first post-FOFA ‘best interests’ case has been run and won, with ASIC taking the
As you are undoubtedly aware, the government introduced new Life Insurance Framework (we’ll refer to it as LIF
The recent Storm Financial case is a rare opportunity for us to see how the Courts interpret the
A growing number of advisers are starting to consider and recommend peer-to-peer (P2P) lending as an investment solution
Confused about where the financial services changes such as FOFA, LIF, etc are at now that parliament has
Sweeping ASIC reforms and other regulatory changes affecting the financial services sector were announced by the Treasurer and
The long-awaited Life Insurance Framework (LIF) regulations have been released in draft form and are a mixed bag
So, now that we are into the ‘season proper’ of 2016, what regulatory changes will financial services businesses
So, you’ve seen the surprise announcement that several unexpected changes were made to the previously rejected FOFA rules
What the Life Insurance Framework means for your advice business and compliance arrangements. The government announced its intended
The government, in its official Response, has adopted all but one of the recommendations made by the Financial
imac legal has been test driving Twitter for the last couple of days to make sure we don't
Discussion: should Board meetings be recorded. If you have been following the business news in any of the
Regulatory Wrap - 2 September 2015. In this update we cover: User Pays funding model proposed for ASIC;
As we mentioned in our update of 2 July, new laws regulating Powers of Attorney in Victoria come
Financial service lawyers and compliance consultants, imac legal & compliance, have moved into new city digs. We are
Here’s a roundup of important developments that have happened in your world in the last month or so,
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