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Compliance Assurance Board – Combined Agenda and Minutes
$40.00 Add to cartFeatures & Benefits
Ensure you have a clear documentary record of the business of your Compliance Assurance Board with these combined Agenda & Minutes. They can be tailored to meet your requirements.
version
1.0Suitable For
Financial advice licensees -
Compliance Assurance Board Charter
$70.00 Add to cartFeatures & Benefits
The Compliance Assurance Board is your main compliance forum for managing your ongoing compliance obligations and compliance program. It sets the groundwork for how you manage your ongoing compliance obligations.
version
1.0Suitable For
Financial advice licensees -
Compliance Diary
$300.00 Add to cartFeatures & Benefits
The Compliance Diary captures your ongoing Chapter 7 and AFSL obligations and helps you set up an ongoing program of compliance activities, tailored to your requirements, so you can meet all your ongoing compliance obligations. You set annual, six monthly, quarterly, monthly and ad hoc compliance activities so you can be sure you have addressed all your regulatory obligations.
version
1.0Suitable For
Financial advice licensees
