Description
The Compliance Diary is designed for Small-to-Medium advice licensees. It is a simple yet comprehensive and effective tool for running your compliance program. It’s the critical foundation of your compliance fitness® program and it’s the nerve centre that tells you what to do next. It lays out, at a high level, each of the compliance exercises you need to do to run your compliance program and feeds regular activities into your Compliance Assurance Board (‘CAB’) meetings. The Compliance Diary is your compliance fitness® blueprint.
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