The Role: Financial services lawyer. Permanent part-time. 0.4 to 0.6 FTE (i.e. 15 to 25 hrs p/week approximately)
5 tips to improve your business post Royal Commission. We have avoided making comment on the Banking and
Advice businesses will feel the effects of proposed new product design, distribution and intervention laws that were introduced
It's not easy for a financial services provider to be independent these days. And even more difficult after
Everyone seems to be talking about goals-based advice at the moment. In this article we put together for No
The race to the first post-FOFA ‘best interests’ case has been run and won, with ASIC taking the
As you are undoubtedly aware, the government introduced new Life Insurance Framework (we’ll refer to it as LIF
A growing number of advisers are starting to consider and recommend peer-to-peer (P2P) lending as an investment solution
Sweeping ASIC reforms and other regulatory changes affecting the financial services sector were announced by the Treasurer and
So, now that we are into the ‘season proper’ of 2016, what regulatory changes will financial services businesses
So, you’ve seen the surprise announcement that several unexpected changes were made to the previously rejected FOFA rules
What the Life Insurance Framework means for your advice business and compliance arrangements. The government announced its intended
Discussion: should Board meetings be recorded. If you have been following the business news in any of the
Regulatory Wrap - 2 September 2015. In this update we cover: User Pays funding model proposed for ASIC;
While electronic disclosure (e.g. for FSGs, PDSs, periodic statements) has always been possible under the Corporations Act, unclear
If your business uses Powers of Attorney in Victoria (e.g. financial services businesses could use them for MDAs
The Assistant Treasurer, The Hon Josh Frydenberg MP, has announced that an anomaly in the income tax law
Draft legislation proposed by Treasury includes material governance changes for superannuation funds. The main changes proposed are: all
The winds of change continue to blow in the financial services sector with the Assistant Treasurer, The Hon
So, you have a great idea for a promotional competition that will really appeal to your clients and
Life just got a tiny bit easier for businesses wanting to change auditors. ASIC has released an updated
Macquarie’s recent refunding of $5.5M to clients holds important lessons for SMEs. You have probably read that Macquarie
Amendments to AML/CTF customer i.d. rules touted. AUSTRAC has released draft AML/CTF rules for comment. In a nutshell,
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