financial advisers Archives - imac legal & compliance

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imac legal January 21, 2019 0 Comment

The Role: Financial services lawyer. Permanent part-time. 0.4 to 0.6 FTE (i.e. 15 to 25 hrs p/week approximately)

5 tips to improve your business post Royal Commission. We have avoided making comment on the Banking and

imaclegal February 21, 2018 0 Comment

Advice businesses will feel the effects of proposed new product design, distribution and intervention laws that were introduced

imaclegal October 10, 2017 1 Comment

It's not easy for a financial services provider to be independent these days. And even more difficult after

Everyone seems to be talking about goals-based advice at the moment. In this article we put together for No

imaclegal April 25, 2017 1 Comment

The race to the first post-FOFA ‘best interests’ case has been run and won, with ASIC taking the

imaclegal June 20, 2016 0 Comment

A growing number of advisers are starting to consider and recommend peer-to-peer (P2P) lending as an investment solution

imaclegal February 3, 2016 0 Comment

So, now that we are into the ‘season proper’ of 2016, what regulatory changes will financial services businesses

imaclegal January 8, 2016 2 Comments

So, you’ve seen the surprise announcement that several unexpected changes were made to the previously rejected FOFA rules

imaclegal November 13, 2015 2 Comments

What the Life Insurance Framework means for your advice business and compliance arrangements. The government announced its intended

imaclegal July 28, 2015 1 Comment

While electronic disclosure (e.g. for FSGs, PDSs, periodic statements) has always been possible under the Corporations Act, unclear

imaclegal June 30, 2015 0 Comment

The Assistant Treasurer, The Hon Josh Frydenberg MP, has announced that an anomaly in the income tax law

imaclegal June 26, 2015 0 Comment

Draft legislation proposed by Treasury includes material governance changes for superannuation funds. The main changes proposed are: all

imaclegal June 25, 2015 0 Comment

The winds of change continue to blow in the financial services sector with the Assistant Treasurer, The Hon

imaclegal June 15, 2015 0 Comment

Amendments to AML/CTF customer i.d. rules touted.  AUSTRAC has released draft AML/CTF rules for comment. In a nutshell,

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